Risk Management & Compliance

Who we represent?

At Aarna Law, we routinely advise Banks, Non-bank financial companies (NBFCs), Fintechs, Payment gateways and E-commerce platforms on risk and compliance matters.

We work with Money Laundering Reporting Officers (MLROs), Chief Compliance Officers (CCOs), Heads of Compliance on matters of Anti Money Laundering (AML), Financial Crime Compliance (FCC), Anti Bribery & Corruption (ABC) and Fraud.

What we do?

We offer comprehensive Risk Management and Compliance services including Regulatory Compliance and advise on Client Compliance programmes and a Compliance Centre of Excellence. Our services include:

•  Providing strategic advice and assisting boards, MLROs, CCOs and Heads of Compliance to develop and implement tailored compliance programmes for Anti-money laundering, Financial Crime Compliance, and Anti-Bribery and Corruption at the g\Group/Country level.
•  Reviewing and formulating Anti-Money Laundering, Know Your Customer (KYC) and Combating the Financing of Terrorism (CTF) policies and standards to align with the evolving regulatory landscape and industry best practices for both domestic and international businesses.
• Assisting clients with the implementation of related frameworks, processes and mitigation strategies, in alignment with regulatory requirements and specific business needs.
• Advising on data privacy issues and best practices to ensure the protection of personal data together with strategies to minimise liability related to fiduciary duties.
• Representing and advising large corporations on data protection and the legal and regulatory risks related to non-compliance with data protection laws.
• Advising companies and legal entities on matters related to financial infractions and other malfeasance by employees including bribery and corruption allegations.

Our Strengths

With lawyers who have earlier held leadership roles and having led compliance programmes for global banks, we have the knowledge, experience and relationships to support you with a solution-driven and innovative approach.

Through our collaborations with fintech service providers and anti-money laundering platforms, we will be able to provide you with an array of options to choose from based on your specific needs.

We will not only help you to identify your risks but will be able to work with you to mitigate them, maximise your value and safeguard your organisation’s interests.